When a licensed freight forwarder is employed to perform forwarding services by the agent of the person responsible for paying for such services, the licensed freight forwarder shall also transmit a copy of its invoice for services rendered to the person paying those charges. A license issued to a sole proprietor doing business under a trade name shall be in the name of the sole proprietor, indicating the trade name under which the licensee will be conducting business. Use a different letter for each qualifying individual (i.e., A5, in the United States commerce as defined in 46 C.F.R. The Register allows members of the public to search for mediators. gained in the ocean transportation intermediary business in U.S. foreign NZICA Accredited body report 41107-41109). 515.23 Claims against an ocean transportation intermediary. [80 FR 68736, Nov. 5, 2015, as amended at 84 FR 62468, Nov. 15, 2019]. View the most recent official publication: These links go to the official, published CFR, which is updated annually. or open up a 2021. 7. (d) Commission means the Federal Maritime Commission. To receive the program benefits,. Qualified positions include: Staff RN Medical Technologist Medical Lab Technician Surgical First Assist Paramedic If you or someone you know wants to make a difference every day, complete an application or contact our Human Resources team at 740-687-8017. PDF House Job Policy 2021 Latest - Air University Pakistan This part also prescribes the financial responsibility requirements and the duties and responsibilities of ocean transportation intermediaries, and regulations concerning practices of ocean transportation intermediaries with respect to common carriers. parent or holding company, or an employee of any other firm in the United - Upload the signed certificate. 41107-41109). Dollars or Renminbi Yuan at the option of the Surety) shall be available to any NVOCC enumerated in an Appendix to this Rider to pay any fines and penalties for activities in the U.S.-China trades imposed by the Ministry of Communications of the People's Republic of China (MOC) or its authorized competent communications department of the people's government of the province, autonomous region or municipality directly under the Central Government or the State Administration of Industry and Commerce pursuant to the Regulations of the People's Republic of China on International Maritime Transportation and the Implementing Rules of the Regulations of the PRC on International Maritime Transportation promulgated by MOC Decree No. If the applicant is an Just click inside the text box that you want to fill in and enter the information. 515.2(b). Identify three persons, (b) Qualifying individual. qualifying individual, other officer, director, partner, member, stockholder, 2. A common carrier, or agent thereof, may perform ocean freight forwarding services without a license only with respect to cargo carried under such carrier's own bill of lading. of Certification and Licensing, 800 North Capitol Street N.W., Washington, D.C. parent or holding company will have a beneficial interest in shipments moving have any questions, please call BCL, Office of Transportation Intermediaries at 41301-41302, 41305-41307(a)), or any penalty assessed against the Insured pursuant to section 13 of the Shipping Act (46 U.S.C. Registration of foreign-based unlicensed NVOCC. No license or registration shall remain in effect unless valid proof of a financial responsibility instrument is maintained on file with the Commission. Ocean Transportation Intermediary (OTI) Bond Form [Form 48], Ocean Transportation Intermediary (OTI) Insurance Form [Form 67], Ocean Transportation Intermediary (OTI) Guaranty Form [Form 68], Ocean Transportation Intermediary (OTI) Group Bond Form [FMC-69], Optional Rider for Additional NVOCC Financial Responsibility (Optional Rider to Form FMC-48) [FORM 48A], PART 515 - LICENSING, REGISTRATION, FINANCIAL RESPONSIBILITY REQUIREMENTS AND GENERAL DUTIES FOR OCEAN TRANSPORTATION INTERMEDIARIES, Subpart B - Eligibility and Procedure for Licensing and Registration. The Register contains details of all mediators who hold FMCA (qualified) status, plus those who have completed approved initial training and are working towards FMCA. 41107-41109), then, provided that the FMC shall have accepted, as sufficient for that purpose, the Applicant's application, supported by evidence of a financial rating for the Guarantor of Class V or higher under the Financial Size Categories of A.M. Best & Company or equivalent from an acceptable international rating organization on such rating organization's letterhead or designated form, or, in the case of Guaranty provided by Underwriters at Lloyd's, documentation verifying membership in Lloyd's, or, in the case of surplus lines insurers, documentation verifying inclusion on a current white list issued by the Non-Admitted Insurers' Information Office of the National Association of Insurance Commissioners, the undersigned Guarantor certifies that it has sufficient and acceptable assets located in the United States to cover all damages arising from the transportation-related activities of the covered OTI as specified under the Shipping Act. Now, Therefore, The condition of this obligation is that the penalty amount of this Guaranty shall be available to pay any judgment obtained or any settlement made pursuant to a claim under 46 CFR 515.23 for damages against the Applicant arising from the Applicant's transportation-related activities or order for reparations issued pursuant to section 11 of the Shipping Act (46 U.S.C. 16. 3. Only the [80 FR 68734, Nov. 5, 2015, as amended at 84 FR 62468, Nov. 15, 2019]. All application forms (FMC-18) are now filed electronically. In the event of deletions to Appendix A, termination of coverage for such OTI(s) shall become effective 30 days after receipt of written notice by the Commission. Thereafter, licenses will be renewed for sequential three-year periods upon successful completion of the renewal process in paragraph (d) of this section. write "N/A". An entity that also provides OTI services in its own name and not on behalf of a licensed or registered OTI must be separately licensed under this part and must provide proof of its own financial responsibility and publish a tariff, if applicable. by money order, certified check, cashier's check, or personal check made Incomplete applications will usually be returned within a Upon notification by the Commission that an applicant has been conditionally approved for licensing, the applicant shall file with the Director of the Commission's Bureau of Certification and Licensing, proof of financial responsibility in the form and amount prescribed in 515.21. 46 U.S.C. (b) Notice. 14. Any person whose primary business is the sale of merchandise may, without a license, dispatch and perform freight forwarding services on behalf of its own shipments, or on behalf of shipments or consolidated shipments of a parent, subsidiary, affiliate, or associated company. The following notice shall appear on each invoice to a principal: Upon request, we shall provide a detailed breakout of the components of all charges assessed and a true copy of each pertinent document relating to these charges. Now, Therefore, The condition of this obligation is that the penalty amount of this bond shall be available to pay any judgment or any settlement made pursuant to a claim under 46 CFR 515.23 for damages against the Principal arising from the Principal's transportation-related activities or order for reparations issued pursuant to section 11 of the Shipping Act (46 U.S.C. 33 CFR 155.1026 - Qualified individual and alternate qualified The notice of revocation or suspension will provide, in detail, a statement of the facts supporting the action. used with the Ocean Freight Forwarder (OFF) and Non-Vessel-Operating Common Whereas, Principal operates as an OTI in the waterborne foreign commerce of the United States in accordance with the Shipping Act of 1984, 46 U.S.C. Qualifying Individual (QI) - Distribution-Publications, Inc. No licensed freight forwarder shall charge or collect compensation in the event the underlying common carrier, or its agent, has, at the request of such forwarder, performed any of the forwarding services set forth in 515.2(h), unless such carrier or agent is also a licensed freight forwarder, or unless no other licensed freight forwarder is willing and able to perform such services. qualify, it is suggested that you review 46 C.F.R. (a) Licenses. APPLICATIONS REQUIRE THE COMPLETION OF PARTS A AND G. Other Parts of the FMC-18 The required OTI experience of the QI of a foreign-based NVOCC seeking to become licensed under this part (foreign-based licensed NVOCC) may be experience acquired in the U.S. or a foreign country with respect to shipments in the United States oceanborne foreign commerce. A6, A7, B5, B6, B7, etc). shipments, drafts, letters of credit, and any other sums due such principal(s) or shipper(s). 515.22 Proof of financial responsibility. 862. Each day of a continuing violation shall constitute a separate violation. 41301-41302, 41305-41307(a)), or any penalty assessed against one or more OTI members pursuant to section 13 of the Shipping Act (46 U.S.C. Clearly mark supplemental pages 1A, 2B, C.F.R. Under FRP, what is the definition of a qualified individual? (j) Licensee is any person licensed by the Federal Maritime Commission as an ocean transportation intermediary. Such termination shall become effective thirty (30) days after receipt of said notice by the Commission. 515.2(i) and 515.2(l), 515.11(a)). ____, issued by the Federal Maritime Commission and has performed the following services: (1) Engaged, booked, secured, reserved, or contracted directly with the carrier or its agent for space aboard a vessel or confirmed the availability of that space; and. no longer operate as a business provide dissolution papers. A document supporting the legal business name When a licensed freight forwarder is a shipper or seller of goods in international commerce or affiliated with such an entity, the licensed freight forwarder shall have the option of: (1) Identifying itself as such and/or, where applicable, listing its affiliates on its office stationery and billing forms, or. Whereas, (Principal) ____ operates as a group or association of OTIs in the waterborne foreign commerce of the United States and pursuant to section 19 of the Shipping Act of 1984 (46 U.S.C. (v) Transportation-related activities which are covered by the financial responsibility obtained pursuant to this part include, to the extent involved in the foreign commerce of the United States, any activity performed by an ocean transportation intermediary that is necessary or customary in the provision of transportation services to a customer, but are not limited to the following: (1) For an ocean transportation intermediary operating as an ocean freight forwarder, the freight forwarding services enumerated in paragraph (h) of this section, and. Holding companys identify affiliations that are FMC Regulations & Statutes Regulations e-CFR pertaining to the FMC: 46 CFR 500 (GPO) Historical versions of the CFR (annual edition from FDsys) Statutes pertaining to the FMC Shipping Act of 1984 - 46 U.S.C. Guaranty in Respect of Ocean Transportation Intermediary (OTI) Liability for Damages, Reparations or Penalties Arising from Transportation-Related Activities Under the Shipping Act of 1984 (46 U.S.C. In witness whereof we have hereunto set our hands and seals on this day ____ of ____________, 20____, By: ________________________________________________, Optional Rider for Additional NVOCC Financial Responsibility for Group Bonds [Optional Rider to Form FMC-69]. Use the Delete ( ) icon to delete Qualifying Individuals. 40101-41309) (Shipping Act). telephone at(202) 523-5843 (Office of Transportation Intermediaries) or by fax preclude licensing. full text search results Qualified Individuals (QI) program - Medicareresources.org Attach all supporting (See 46 C.F.R. Replacement or additional qualifying individual. endobj c. The total amount of coverage available under this Bond and all of its riders, available pursuant to the terms of section 1(a.) NVOCC not in the US, it needs to establish a qualifying office in the US. Please check the Show the employment history of 13. A person must be given the opportunity to choose which benefit they prefer . How to Amend the Title/Business Address for an Existing Qualifying Individual 1. However, the bond shall not apply to shipments of used household goods and personal effects for the account of the Department of Defense or the account of federal civilian executive agencies shipping under the International Household Goods Program administered by the General Services Administration. (2) An ocean transportation intermediary must report branch offices to the Commission in Form FMC-18 or under the procedures in 515.20(e). (2) Including the following notice on such items: This company is a shipper or seller of goods in international commerce or is affiliated with such an entity. All application forms (FMC-18) are now filed electronically. all questions answered or noted "N/A" within those Parts. Organization and Purpose Q-5000, Qualifying Individuals (QIs) - Texas (g) Duplicative compensation. The Electronic Code of Federal Regulations (eCFR) is a continuously updated online version of the CFR. (u) Special contract is a contract for ocean freight forwarding services which provides for a periodic lump sum fee. The qualifying individual must have a minimum of three years experience in the ocean transportation intermediary business in the United States in order to be approved. 13. 40501 and part 520 of this chapter, and a bond, insurance, or other surety as required by 46 U.S.C. The Qualified Individuals (QI) program is a Medicare Savings Program (MSP) that pays for an enrollee's Medicare Part B premiums. of the Shipping Act of 1984, as amended by the Ocean Shipping Reform Act of means an individual aged 18 years or over who is deemed to be resident in the UK for tax purposes. Order Here Open Lap Swim / Conditioning Membership: $60.00 Monthly A license may be revoked or suspended for any of the following reasons: (1) Violation of any provision of the Act, or any other statute or Commission order or regulation related to carrying on the business of an ocean transportation intermediary; (2) Failure to respond to any lawful order or inquiry by the Commission; (3) Making a materially false or misleading statement to the Commission in connection with an application for a license or an amendment to an existing license; (4) A Commission determination that the licensee is not qualified to render intermediary services; or. The Faculty Multimedia Center (FMC) is a do-it-yourself . As a Within the same 30-day period, the licensee shall furnish to the Commission the name(s) and detailed intermediary experience of any other active partner(s), member(s), manager(s) or officer(s) who may qualify the licensee. FMC Natatorium - events The Insured or the Insurer may at any time terminate the Insurance by mail or email (bcl@fmc.gov) written notice to the Director, Bureau of Certification and Licensing, Federal Maritime Commission, Washington, DC 20573. (b) Receipt for cargo. A true copy, or if oral, a true and complete memorandum, of every special arrangement or contract between a licensed freight forwarder and a principal, or modification or cancellation thereof. Otherwise, the denial of the application will become effective and the applicant shall be so notified. 40901-40904) and this part. Welcome to Benefits.gov | Benefits.gov You are using an unsupported browser. In the event that the owner of a licensed sole proprietorship dies, the licensee's executor, administrator, heir(s), or assign(s) may continue operation of such proprietorship solely with respect to shipments for which the deceased sole proprietor had undertaken to act as an ocean transportation intermediary pursuant to the existing license, if the death is reported within 30 days to the Commission and to all principals and shippers for whom services on such shipments are to be rendered. 1. Q-5000, Qualifying Individuals (QIs) Printer-friendly version. The fee for such supplementary investigation is Under the Auditor Regulation Act 2011, we must carry out a quality review of systems, policies, and procedures of registered audit firms and licensed auditors at least once every four years. From the Qualifying Individuals screen, click the Edit icon. The undersigned ____, as Principal and ____, as Surety do hereby agree that the existing Bond No. Last Updated 6/24/2013 Page 3 Note: After edits are made to Qualifying Individuals use the Undo ( ) icon to undo changes made. proper license may be subject to civil penalties not to exceed $6,000 for each Persons who have had a registration rejected may submit a new registration at any time. office is to be listed in Part F. Branch offices outside the US are not Each licensed or registered NVOCC and each licensed ocean freight forwarder shall maintain in an orderly and systematic manner, and keep current and correct, all records and books of account in connection with its OTI business. (c) Has made any materially false or misleading statement to the Commission in connection with its application; then, a notice of intent to deny the application shall be sent to the applicant stating the reason(s) why the Commission intends to deny the application. The Commission may contact these The complete This Bond remains in full force and effect according to its terms except as modified above. This group bond shall inure to the benefit of any and all persons who have obtained a judgment or made a settlement pursuant to a claim under 46 CFR 515.23 for damages against any or all of the OTIs identified in Appendix A not covered by said OTIs' insurance policy(ies), guaranty(ies) or surety bond(s) arising from said OTIs' transportation-related activities under the Shipping Act, or order for reparation issued pursuant to section 11 of the Shipping Act, and to the benefit of the Federal Maritime Commission for any penalty assessed against said OTIs pursuant to section 13 of the Shipping Act (46 U.S.C. xZmoFna?R%(sd9u9IMqh,9$;,XKr(K Efggyv7HU~a|Q1Y/97..nx/OINd/'d|lpz9||mmSX=}8=lT}== &lL~_'mzU]3 HYc%BfK? std$: #zVs`q -?_=UI WLze? r*"Crz3alF\/ X^9|O8JrW){ZR)KH~()> 'e2(q4P~D application for a name change or license transfer, please enter the name of the This person is called the FMC Qualifying Individual or "QI". If you have comments concerning the accuracy of these time estimates or suggestions for making this form simpler, we would be happy to hear from you. forwarder or an NVOCC, please include your license and bond numbers. An OTI shall account to its principal(s) or shipper(s) for overpayments, adjustments of charges, reductions in rates, insurance refunds, insurance monies received for claims, proceeds of C.O.D. These rules and regulations are contained in section 19 (5) Failure to honor the licensee's financial obligations to the Commission. (a) Form and amount. Should applicant fail to file the requisite proof of financial 2. The Insurer will promptly notify the Director, Bureau of Certification and Licensing, Federal Maritime Commission, Washington, DC 20573, in writing by mail or email (bcl@fmc.gov), of all claims made, lawsuits filed, judgments rendered, and payments made against the Insurance. 5 U.S.C. Registrants may request a hearing for terminations or suspensions of the effectiveness of their registrations following the same procedures set forth in 515.17 (governing hearing requests for denials, revocations and suspensions of licenses). Jeannie Knudson. Jun. PDF Configure ISE 2.4 and FMC 6.2.3 pxGrid Integration This bond is effective the ____ day of ____, ____ and shall continue in effect until discharged or terminated as herein provided. 7. 8, 1999, as amended at 67 FR 39860, June 11, 2002; 74 FR 50719, Oct. 1, 2009; 84 FR 62468, Nov. 15, 2019]. 8, 1999, as amended at 80 FR 68733, Nov. 5, 2015; 84 FR 62467, Nov. 15, 2019]. 64 FR 11171, Mar. QI Information - DPI Courses [80 FR 68733, Nov. 5, 2015, as amended at 84 FR 62467, Nov. 15, 2019]. or entity (other than a bank or finance company) who is providing financial [78 FR 42887, July 18, 2013, as amended at 80 FR 68734, Nov. 5, 2015; 84 FR 62468, Nov. 15, 2019; 85 FR 9683, Feb. 20, 2020]. Check the boxes that apply. There are three variants; a typed, drawn or uploaded signature. Why your NVOCC should be FMC-licensed - iContainers The Principal or the Surety may at any time terminate this bond by mail or email (bcl@.fmc.gov) written notice to the Director, Bureau of Certification and Licensing, Federal Maritime Commission, Washington, DC 20573. Additional Qualifying Individual [ ] Replacement Qualifying Individual [ ](Name of individual being replaced: ) 11. Federal Maritime Commission (FMC) - Abady Law Firm, P.C. Ocean Transportation Intermediary (OTI) Bond (Section 19, Shipping Act of 1984 (46 U.S.C. The guaranty must provide coverage for damages, reparations or penalties arising from any transportation-related activities under the Act of the covered ocean transportation intermediary. 11. 46 CFR Part 515 - LII / Legal Information Institute For more information about registering with the FMC as a mediator please see . (b) Beneficial interest includes a lien or interest in or right to use, enjoy, profit, benefit, or receive any advantage, either proprietary or financial, from the whole or any part of a shipment of cargo where such interest arises from the financing of the shipment or by operation of law, or by agreement, express or implied.